Quantum rings of arbitrary shape and non-uniform width in a threading magnetic field

8
Quantum rings of arbitrary shape and non-uniform width in a threading magnetic field A. Bruno-Alfonso 1, * and A. Latgé 2,1 Departamento de Matemática, Faculdade de Ciências, UNESP, Universidade Estadual Paulista, Avenida Luiz Edmundo Carrijo Coube 14-01, 17033-360 Bauru, São Paulo, Brazil 2 Instituto de Física, Universidade Federal Fluminense, 24210-346 Niterói, Rio de Janeiro, Brazil Received 14 September 2007; revised manuscript received 7 April 2008; published 2 May 2008 The electronic states of quantum rings with centerlines of arbitrary shape and non-uniform width in a threading magnetic field are calculated. The solutions of the Schrödinger equation with Dirichlet boundary conditions are obtained by a variational separation of variables in curvilinear coordinates. We obtain a width profile that compensates for the main effects of the curvature variations in the centerline. Numerical results are shown for circular, elliptical, and limaçon-shaped quantum rings. We also show that smooth and tiny variations in the width may strongly affect the Aharonov–Bohm oscillations. DOI: 10.1103/PhysRevB.77.205303 PACS numbers: 73.21.b, 73.23.b, 73.63.b I. INTRODUCTION Quantum rings QRs are promising quantum structures because of their particular topology, which leads to the Aharonov–Bohm effect. 1 This interference phenomenon is associated with persistent currents and magnetization, and its strength can be modulated by tailoring the shape and the size of the QR. 2 In particular, semiconductor QRs have been the subject of intense experimental 39 and theoretical 1017 works. The simplest model of a quantum ring has a circular shape and uniform width. However, distorted rings must be consid- ered because imperfections occur in growth and fabrication processes. 3,6 Moreover, distorted rings have interesting elec- tronic spectra in a threading magnetic field, with anticross- ings and quenched oscillation of levels as a function of the field strength. This occurs in elliptic QRs, 18,19 in circular rings with varying widths in the presence of an in-plane elec- tric field, 20,21 and in QRs with structural distortions. 22 To gain a deeper understanding of the effects of ring dis- tortions on the electronic spectrum, researchers have investi- gated rings of arbitrary shape. 2325 Of course, such work in- volves the basic concepts of differential geometry. Electronic states in rings with a uniform width in the absence of mag- netic fields were calculated. 26,27 It was shown that regions with a larger curvature are more favorable for the electrons. Recently, we calculated the electronic states of thin QRs with arbitrary but smooth variations in curvature and width and reported numerical results for elliptical rings. 13 Since the thinner regions of a ring are less favorable for the electron, we were able to obtain a width profile that compensates for the effects of the non-uniform curvature of the ellipse. Rings of arbitrary shape in the presence of a threading magnetic field have also been considered. Namely, Pershin and Piermarocchi 28 calculated persistent and radiation- induced currents in QRs of arbitrary shape, uniform width, and finite-barrier transversal confinement. The calculation of the electronic states was performed by an approximate sepa- ration of the longitudinal and transversal motions. This led to an effective longitudinal equation that contains the tradi- tional effective potential due to the curvature profile. 26,27 Within this approach, it was shown that curvature variations produce level anticrossings and flattening of the lower levels. Similar effects were obtained in rings with impurities 29 and rings lacking circular symmetry. 9,21 In the present work, the electronic states in QRs of arbi- trary shape threaded by a magnetic field are investigated. However, contrasting Ref. 28, the ring width is non-uniform and the transversal confinement is produced by infinite bar- riers. Our main motivation is to predict the combined effect of width and curvature profiles. Noncircular rings may be intentionally or nonintentionally produced. In both cases, an accurate knowledge of the width profile is needed for an appropriate calculation of the electronic states. A one- dimensional equation is obtained by an appropriate separa- tion of variables in curvilinear coordinates. The energy spec- tra as a function of the magnetic flux threading circular, elliptical, and limaçon-shaped rings are calculated and ana- lyzed. We highlight interesting effects of the width non- uniformity that may be relevant for the quantum mechanics in curved spaces, 2325 for experimental studies of quantum rings, 6,9 and for electronic and matter transmissions through curved waveguides. 3033 Of course, our ring model is rather simple. The boundary conditions should be improved, aim- ing at an accurate quantitative prediction of experimental results. The remaining part of the paper is organized as follows: In Sec. II, we set up the problem and introduce a change from Cartesian to longitudinal and transversal coordinates. The approximate separation of variables is performed, within a variational approach, in Sec. III. The periodicity of the energy levels is demonstrated in Sec. IV, and the compensa- tion of the effects of the width and curvature is predicted in Sec. V. Finally, the numerical results and discussions and the main conclusions are presented in Secs. VI and VII, respec- tively. II. TWO-DIMENSIONAL PROBLEM We calculate the states of an electron in a closed plane waveguide in a perpendicular magnetic field. This model is used to describe GaAs quantum rings, when in-plane and perpendicular motions can be separated. The vector potential of the magnetic field is taken as A = -y , x ,0B / 2 and the stationary states satisfy PHYSICAL REVIEW B 77, 205303 2008 1098-0121/2008/7720/2053038 ©2008 The American Physical Society 205303-1

Transcript of Quantum rings of arbitrary shape and non-uniform width in a threading magnetic field

Quantum rings of arbitrary shape and non-uniform width in a threading magnetic field

A. Bruno-Alfonso1,* and A. Latgé2,†

1Departamento de Matemática, Faculdade de Ciências, UNESP, Universidade Estadual Paulista,Avenida Luiz Edmundo Carrijo Coube 14-01, 17033-360 Bauru, São Paulo, Brazil

2Instituto de Física, Universidade Federal Fluminense, 24210-346 Niterói, Rio de Janeiro, Brazil�Received 14 September 2007; revised manuscript received 7 April 2008; published 2 May 2008�

The electronic states of quantum rings with centerlines of arbitrary shape and non-uniform width in athreading magnetic field are calculated. The solutions of the Schrödinger equation with Dirichlet boundaryconditions are obtained by a variational separation of variables in curvilinear coordinates. We obtain a widthprofile that compensates for the main effects of the curvature variations in the centerline. Numerical results areshown for circular, elliptical, and limaçon-shaped quantum rings. We also show that smooth and tiny variationsin the width may strongly affect the Aharonov–Bohm oscillations.

DOI: 10.1103/PhysRevB.77.205303 PACS number�s�: 73.21.�b, 73.23.�b, 73.63.�b

I. INTRODUCTION

Quantum rings �QRs� are promising quantum structuresbecause of their particular topology, which leads to theAharonov–Bohm effect.1 This interference phenomenon isassociated with persistent currents and magnetization, and itsstrength can be modulated by tailoring the shape and the sizeof the QR.2 In particular, semiconductor QRs have been thesubject of intense experimental3–9 and theoretical10–17 works.

The simplest model of a quantum ring has a circular shapeand uniform width. However, distorted rings must be consid-ered because imperfections occur in growth and fabricationprocesses.3,6 Moreover, distorted rings have interesting elec-tronic spectra in a threading magnetic field, with anticross-ings and quenched oscillation of levels as a function of thefield strength. This occurs in elliptic QRs,18,19 in circularrings with varying widths in the presence of an in-plane elec-tric field,20,21 and in QRs with structural distortions.22

To gain a deeper understanding of the effects of ring dis-tortions on the electronic spectrum, researchers have investi-gated rings of arbitrary shape.23–25 Of course, such work in-volves the basic concepts of differential geometry. Electronicstates in rings with a uniform width in the absence of mag-netic fields were calculated.26,27 It was shown that regionswith a larger curvature are more favorable for the electrons.Recently, we calculated the electronic states of thin QRs witharbitrary �but smooth� variations in curvature and width andreported numerical results for elliptical rings.13 Since thethinner regions of a ring are less favorable for the electron,we were able to obtain a width profile that compensates forthe effects of the non-uniform curvature of the ellipse.

Rings of arbitrary shape in the presence of a threadingmagnetic field have also been considered. Namely, Pershinand Piermarocchi28 calculated persistent and radiation-induced currents in QRs of arbitrary shape, uniform width,and finite-barrier transversal confinement. The calculation ofthe electronic states was performed by an approximate sepa-ration of the longitudinal and transversal motions. This led toan effective longitudinal equation that contains the tradi-tional effective potential due to the curvature profile.26,27

Within this approach, it was shown that curvature variationsproduce level anticrossings and flattening of the lower levels.

Similar effects were obtained in rings with impurities29 andrings lacking circular symmetry.9,21

In the present work, the electronic states in QRs of arbi-trary shape threaded by a magnetic field are investigated.However, contrasting Ref. 28, the ring width is non-uniformand the transversal confinement is produced by infinite bar-riers. Our main motivation is to predict the combined effectof width and curvature profiles. Noncircular rings may beintentionally or nonintentionally produced. In both cases, anaccurate knowledge of the width profile is needed for anappropriate calculation of the electronic states. A one-dimensional equation is obtained by an appropriate separa-tion of variables in curvilinear coordinates. The energy spec-tra as a function of the magnetic flux threading circular,elliptical, and limaçon-shaped rings are calculated and ana-lyzed. We highlight interesting effects of the width non-uniformity that may be relevant for the quantum mechanicsin curved spaces,23–25 for experimental studies of quantumrings,6,9 and for electronic and matter transmissions throughcurved waveguides.30–33 Of course, our ring model is rathersimple. The boundary conditions should be improved, aim-ing at an accurate quantitative prediction of experimentalresults.

The remaining part of the paper is organized as follows:In Sec. II, we set up the problem and introduce a changefrom Cartesian to longitudinal and transversal coordinates.The approximate separation of variables is performed, withina variational approach, in Sec. III. The periodicity of theenergy levels is demonstrated in Sec. IV, and the compensa-tion of the effects of the width and curvature is predicted inSec. V. Finally, the numerical results and discussions and themain conclusions are presented in Secs. VI and VII, respec-tively.

II. TWO-DIMENSIONAL PROBLEM

We calculate the states of an electron in a closed planewaveguide in a perpendicular magnetic field. This model isused to describe GaAs quantum rings, when in-plane andperpendicular motions can be separated. The vector potentialof the magnetic field is taken as A= �−y ,x ,0�B /2 and thestationary states satisfy

PHYSICAL REVIEW B 77, 205303 �2008�

1098-0121/2008/77�20�/205303�8� ©2008 The American Physical Society205303-1

Hxy��x,y� = E2D��x,y� , �1�

where

Hxy =�− i� � − eA�2

2m�=

�2

2m��− � �2

�x2 +�2

�y2�−

i

�2�− y�

�x+ x

�y� +

x2 + y2

4�4 � , �2�

where m� is the electron effective mass and �=�� / �eB� isthe cyclotron radius. Since the particle is confined in thering, ��x ,y� obeys Dirichlet boundary conditions.

In this work, the overall shape of each quantum ring isdetermined by a smooth closed curve, which is called thecenterline of the ring. In terms of its arc length s, such acurve is given by the following vector equation:

r = rc�s� = xc�s�ex + yc�s�ey , �3�

where 0�s�L and L is the centerline perimeter. The ringoccupies the two-dimensional region swept out by a movingline segment with a variable length. The motion of the seg-ment obeys the following conditions: �i� its midpoint de-scribes the centerline counterclockwise, �ii� it perpendicu-larly intersects the centerline, �iii� its length w smoothlydepends on the arc length s covered by the midpoint andgives the local width of the ring, and �iv� different segmentsdo not intersect. This way, rings with non-uniform widths areeasily designed.

At each point of the centerline, we define the tangent unitvector

Tc�s� =drc

ds�s� = xc�s�ex + yc�s�ey �4�

and the normal unit vector

Nc�s� = ez � Tc�s� = − yc�s�ex + xc�s�ey . �5�

Here, each dot over a variable means an ordinary differen-tiation in the variable s. On the other hand, the signed cur-vature is defined by

dTc

ds�s� = k�s�Nc�s� . �6�

Therefore, the curvature satisfies the following equations:

xc�s� = − k�s�yc�s� , �7�

yc�s� = k�s�xc�s� , �8�

and

k�s� = − yc�s�xc�s� + xc�s�, yc�s� . �9�

Regarding the geometrical characterization of the center-line, we also consider the distance ��s� of each point to theorigin of coordinates, and the area ��s� that the vector rc�s�sweeps as the arc length s increases from 0 to s. Those mea-sures are given by

��s� = �rc�s�� = �xc2�s� + yc

2�s� �10�

and

��s� =1

2

0

s

− yc�s�xc�s� + xc�s�yc�s��ds . �11�

Hence, the area enclosed by the the centerline is S=��L� andthe magnetic flux across this area is

=S0

2�2 , �12�

where 0=h /e is the flux quantum.To calculate the wave function ��x ,y�, we introduce the

curvilinear coordinates u and s. For this, we remind that theregion of the ring is generated by a moving line segment,whose position, direction, and length depend on the param-eter s. Namely, its midpoint is at rc�s�, it is parallel to thenormal unit vector Nc�s�, and its length is w�s�. Hence, theposition r=xex+yey of an arbitrary point of the segmentobeys r−rc�s�=−uw�s�Nc�s�, where −1 /2�u�1 /2. SinceNc�s� points to the inner region of the centerline, u=−1 /2corresponds to the inner boundary of the ring and u=1 /2corresponds to the outer one.

The transformation from curvilinear to Cartesian coordi-nates is given by

r = rc�s� − uw�s�Nc�s� , �13�

where −1 /2�u�1 /2 and 0�s�L. Then, the Jacobian ofthe �u ,s� to �x ,y� mapping is given by

J�u,s� = w�s�1 + ��s�u� , �14�

where ��s�=w�s�k�s�. This determinant should be positivewhen −1 /2�u�1 /2 and 0�s�L. Otherwise, the bound-aries of the ring would not be well defined.27 Hence, ���s���2 should apply for 0�s�L, leading to the conditionw�s� /2�1 / �k�s�� at each point of the centerline. Namely, thehalf-width of the ring should be smaller than the curvatureradius of the centerline.

In the new variables �u ,s�, the problem is simplified be-cause the corresponding domain is a rectangular strip. Towrite the differential equation �1� in the variables �u ,s�, weintroduce the function f�u ,s� such that

��x,y� =ei �u,s�

�J�u,s�f�u,s� , �15�

where

�u,s� =e

0

u

A�u,s� · Nc�s�w�s�du =w�s���s���s�u

2�2

�16�

is a phase introduced to enhance the accuracy of the varia-tional separation of variables performed below.28 It will alsoallow a simple analysis of the periodicity of the Aharonov–Bohm oscillations and their invariance under translations androtations of the ring. Moreover, the probability density obeys

���x,y��2dxdy = �f�u,s��2duds . �17�

Equation �1� is transformed to

A. BRUNO-ALFONSO AND A. LATGÉ PHYSICAL REVIEW B 77, 205303 �2008�

205303-2

Husf�u,s� = E2Df�u,s� , �18�

with

Hus =�2

2m��a20�2

�u2 + a11�2

�s � u+ a02

�2

�s2

+ a10�

�u+ a01

�s+ a00� . �19�

By omitting the arguments s and u and introducing �=J /w=1+�u, the coefficients are

a20 = −1

w2 −w2u2

w2�2 , �20�

a11 =2wu

w�2 , a02 = −1

�2 , �21�

a10 =�ww − 3w2�u

w2�2 −2wku2

�3 +i

�2�u2w�1 + ���2 +

2uw�

w�2 � ,

�22�

a01 =2uwk

�3 +w

w�2 −i

�2�uw�1 + ���2 +

2�

�2 � , �23�

and

a00 = −k2

4�2 −3w2

4w2�2 +w

2w�2 −ukw

�3 +uwk

2�3 −5u2w2k2

4�4

+i

�2�−k��

2�2 +w�

w�2 +uw�1 + ��

2�2 +2uwk�

�3

+u2w2k�2 + ��

2�3 � +1

�4� �2

�2 +uw�

�2 +uw�

+u2w2�1 + ��2

4�2 � . �24�

III. VARIATIONAL SEPARATION OF VARIABLES

We assume that the width of the ring is much smaller thanthe cyclotron radius, i.e., w�2�. Hence, for an electron inthe magnetic field, the ring is essentially a one-dimensionalobject. We also suppose that the ring is thin enough, so thataccording to the Dirichlet boundary conditions, the depen-dence of f�u ,s� on the transversal coordinate u may be ap-proximated by a function of the following form:

hn�u� = �2 sin�n�u +1

2�� . �25�

This is a stationary state with an energy �2n22 / �2m�w2� inan infinite quantum well with a width w. Accordingly, thetwo-dimensional wave function is written as

fn�u,s� = hn�u�gn�s� , �26�

where gn�s� is a longitudinal mode to be determined. Thisapproximation was already used by Pershin andPiermarocchi.28

It is worth noting that Eq. �26� represents a kind of adia-batic approximation, where f�u ,s� is separated into a trans-versal mode hn�u� and a longitudinal mode gn�s�. However,regarding ��x ,y�, one should bear in mind that the factor �u ,s� in Eq. �15� admixes the transversal and longitudinalmotions. This mixing is due to the magnetic field.

The longitudinal modes gn�s� should minimize the meanvalue of Hus. Then, they are obtained through a variationalcalculation. By taking the normalization condition �fn � fn us= �gn �gn s=1 into account, one looks for the functions gn�s�,which make the variation in the following functional:

Ln�gn� = �fn�Hus − E2D�fn us �27�

vanish. This is a necessary condition for the minimization ofLn�gn� and leads to an ordinary differential equation for gn�s�with the periodic boundary conditions gn�L�=gn�0� andgn�L�= gn�0�. The indices below the bracket � define theintegration variables.

For an arbitrary variation �gn, the variation in the func-tional is

�Ln = �gn�s���n��gn�s� s + ��gn�s���n�gn�s� s, �28�

where

�n = �hn�u��Hus�hn�u� u − E2D =�2

2m��b2d2

ds2 + b1d

ds+ b0� ,

�29�

where b2= �hn�u��a02�hn�u� u,

b1 = �hn�u��a11�

�u+ a01�hn�u� u = �hn�u��a01 −

1

2

�a11

�u�hn�u� u,

�30�

and

b0 +2m�E2D

�2 = �hn�u��a20�2

�u2 + a10�

�u+ a00�hn�u� u

= �hn�u��a00 − �n�2a20 −1

2

�a10

�u�hn�u� u.

�31�

Also, by taking into account the periodic boundary condi-tions for gn�s�, the variation �gn�s� satisfies �gn�L�=�gn�0�and �gn�L�= �gn�0�.

The operator �n is Hermitian since it can be written as

�n =�2

2m��−d

dsc2

d

ds−

i

2� d

dsc1 + c1

d

ds� + c0� , �32�

where c2=−b2,

QUANTUM RINGS OF ARBITRARY SHAPE AND NON-… PHYSICAL REVIEW B 77, 205303 �2008�

205303-3

c1 = i�b1 −db2

ds� =

1

�2 �hn�u��uw�1 + �� + 2�

�2 �hn�u� u,

�33�

and

c0 = b0 +i

2

dc1

ds=

n22

w2 −2m�E2D

�2 + �hn�u�� −k2

4�2 +3w2

4w2�2

+uwk

2�3 +ukw

�3 +ukw

�3 −3ukw2

w�3 −5u2w2k2

4�4 −3u2kwkw

�4

+n22u2w2

w2�2 + �uw�1 + �� + 2�

2��2 �2

�hn�u� u. �34�

The Hermitian character of �n guarantees that

�Ln = 2 Re��gn�s���n�gn�s� s� . �35�

Therefore, the condition �Ln=0 leads to �ngn�s�=0, i.e.,

�−d

dsc2

d

ds−

i

2� d

dsc1 + c1

d

ds� + vn + �n�gn�s�

=2m�E1D

�2 gn�s� , �36�

where

E1D = E2D −�2n22

2m�w2 �37�

is called the longitudinal energy. It is the difference betweenthe two-dimensional energy E2D and the mean transversalenergy along the quantum ring. The value w is the root meaninverse square width, i.e.,

1

w2 =1

L

0

L 1

w2�s�ds . �38�

To express the other coefficients, it is convenient to definethe following auxiliary function:

Ip,q�n,�� = �hn�u��up

�q �hn�u� u = −1/2

1/2 uphn2�u�

�1 + �u�qdu . �39�

The coefficient c2= I0,2�n ,�� affects the longitudinal effec-tive mass,

c1 =wI1,1�n,�� + I1,2�n,��� + 2�c2

�2 �40�

is related to the threading magnetic flux,

vn = n22� 1

w2 −1

w2� + �−

k2

4+

3w2

4w2�c2 + �wk

2+ kw + kw

−3kw2

w�I1,3�n,�� − �5w2k2

4+ 3kwkw�I2,4�n,��

+n22w2

w2 I2,2�n,�� , �41�

is the effective longitudinal potential,34 and

�n =1

�4��2c2 + w�I1,1�n,�� + I1,2�n,��� +w2

4I2,0�n�

+ 2I2,1�n,�� + I2,2�n,���� �42�

contains the terms leading to the quadratic dependence of theenergy levels on the magnetic field strength. It is worth re-marking that I2,0�n�=1 /12−1 / �2n22� and I2,0�1��0.0327.

The solutions of Eq. �36� are written as

gn�s� = �q

Cn,q�q�s� , �43�

where the basis functions are

�q�s� =e2iqs/L

�L, �44�

and the coefficients satisfy the following eigenvalue prob-lem:

�q�

Mq,q��n� Cn,q� = E1DCn,q. �45�

The matrix elements are given by

2m�

�2 Mq,q��n� = ��q�

42qq�c2

L2 +�q + q��c1

L+ vn + �n��q� s.

�46�

The numerical results in Sec. VI are calculated with q=−100,−99, . . . ,100, i.e., 201 Fourier terms in Eq. �43�.

IV. PERIODICITY OF THE ENERGY LEVELS

The longitudinal mode gn�s� may be written as

gn�s� = gn�s�e−i��s�, �47�

where

��s� =e

0

s

A�u, s� · Tc�s�ds =��s��2 . �48�

Hence, the boundary conditions gn�L�=gn�0� and gn�L�= gn�0� lead to gn�L�=ei�gn�0� and gn�L�=ei�gn�0�, where

� = ��L� =��L��2 =

S

�2 =2

0. �49�

When Eq. �47� is set into Eq. �36�, we obtain

�−d

dsc2

d

ds−

i

2� d

dsc1 + c1

d

ds� + vn + �n�gn�s�

=2m�E1D

�2 gn�s� , �50�

where

c1 =wI1,1�n,�� + I1,2�n,���

�2 �51�

and

A. BRUNO-ALFONSO AND A. LATGÉ PHYSICAL REVIEW B 77, 205303 �2008�

205303-4

�n =w2

4�4 I2,0�n� + 2I2,1�n,�� + I2,2�n,��� . �52�

At this point, we note that the energy levels are invariantunder translations and rotations of the ring. Moreover, for����1, we obtain c2�1,

c1 � −3w�I2,0�n�

�2 , and �n �w2

�4 I2,0�n� . �53�

This means that for very thin quantum rings, the coefficients

c1 and �n are negligible. In this regime, gn�s� satisfies

�−d2

ds2 + vn�s��gn�s� =2m�E1D

�2 gn�s� , �54�

and the only dependence of the energy levels on the mag-netic flux comes from the factor exp�2i /0� in theboundary conditions for gn�s�. Of course, this factor is peri-odic in with a period 0. As pointed out by Pershin andPiermarocchi,28 such a periodicity is associated with theAharonov–Bohm oscillations of the energy levels.

V. COMPENSATION BETWEEN WIDTH AND CURVATURE

Regarding Eq. �54�, the function vn�s� often produces en-ergy gaps, which reduce the amplitude of oscillation of theenergy levels. However, when w and k have small first- andsecond-order derivatives, we obtain

vn�s� � n22� 1

w2�s�−

1

w2� −k2�s�

4. �55�

Hence, the main effects of a non-uniform width and curva-ture are compensated for each other, provided vn�s� is a con-stant. Such a constant is the following mean value:

vn =1

L

0

L

vn�s�ds = −k2

4, �56�

where k is the root mean square of k�s�. This leads to thefollowing width profile:

w�s� =1

� 1w2 +

k2�s�−k2

42n2

. �57�

In this sense, the ring should be thinner when the absolutevalue of the curvature of the centerline is larger.13

VI. NUMERICAL RESULTS

A. Rings with uniform width

Here, we study quantum rings with a uniform width w=15 nm and limit ourselves to the transversal mode with n=1 and energy �22 / �2m�w2��24.94 meV. The longitudi-nal energy E1 will be given in units of E0=�22 / �2m�L2�.Hence, for a better comparison of the spectra of the differentrings considered here, the perimeter of the centerline is takenas L=942.5 nm in all of the cases. This corresponds to a

circle with a radius of 150 nm. For conduction electrons inGaAs rings of this size, E0�0.63 meV.

With a fixed perimeter, the area S=��L� enclosed by thecenterline depends on its shape. Numerical results are dis-played for energy levels as a function of the magnetic flux in the range 0� /0�5.

We first consider a circular ring whose centerline has aradius of 150 nm, as shown in Fig. 1�a�. Since the area en-closed by the centerline is S�0.071 �m2, a threading fluxquantum corresponds to a magnetic field of 58.5 mT. Thetypical Aharonov–Bohm oscillations of the energy levels,with a period 0, are clearly observed in Fig. 1�b�.

The case of an elliptical quantum ring is depicted in Fig.2�a�. Its centerline is an ellipse with semiaxes a=194.4 nmand b=97.5 nm and encloses the area S�0.060 �m2.Hence, a threading flux quantum corresponds to a magneticfield of 69.4 mT. Aharonov–Bohm oscillations of the energylevels are also observed in Fig. 2�b�. As expected, the non-uniform curvature of the ellipse leads to the occurrence ofgaps in the energy spectrum. However, the levels are degen-erate when the flux is an odd integer times 0 /2. This de-generacy is due to the twofold rotational symmetry of thering.22

A distorted quantum ring similar to those studied by Per-shin and Piermarocchi28 is also considered. The situationsimulates a structural defect in the form of a dip, which mayoccur in fabricated, grown, or field-effect quantum rings.3,6

Instead of a piecewise circular ring, we deal with a centerline

�200 �100 0 100 200x �nm�

�200

�100

0

100

200

y�nm�

�a�

1 2 3 4 5���0

�10

0

10

20

30

40

50

E1D�E0

�b�

FIG. 1. �Color online� �a� Scheme of a circular ring and �b�energy levels as a function of the magnetic flux. The ring width isw=15 nm and the radius of the centerline, which is marked by thedashed line in �a�, is 150 nm.

�200 �100 0 100 200x �nm�

�100

�50

0

50

100

y�nm�

�a�

1 2 3 4 5���0

�10

0

10

20

30

40

50

E1D�E0

�b�

FIG. 2. �Color online� �a� Scheme of an elliptical ring with awidth w=15 nm and �b� energy levels as a function of the magneticflux. The semiaxes of the centerline are a=194.4 nm and b=97.5 nm.

QUANTUM RINGS OF ARBITRARY SHAPE AND NON-… PHYSICAL REVIEW B 77, 205303 �2008�

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in the shape of a limaçon. Such a curve is given in polarcoordinates �� ,�� by

� = c�1 −23

32cos���� , �58�

with c=132.3 nm. In this case, a threading flux quantumcorresponds to B�59.8 mT because the area enclosed bythe limaçon is S�0.069 �m2. Aharonov–Bohm oscillationsof the energy levels are clearly observed in Fig. 3�b�, al-though small gaps are apparent and the ground level is ratherflat. This is in good qualitative agreement with Fig. 2�a� ofRef. 28 �the units of energy differ by a factor of 4�. Ofcourse, since both rings lack rotational symmetry, we do notexpect degenerate energies to occur in either case.9

The reason why we did not apply our theory to the dis-

torted ring in Ref. 28 is that Eq. �41� contains k, k2, and k.Therefore, the curvature of such a ring is discontinuous andstrong singularities occur in Eq. �36�. Moreover, since f�u ,s�is assumed to be continuous, the wave function ��x ,y� inEq. �15� would be discontinuous. To avoid such complica-tions, we have used the limaçon-shaped centerline, whereinall derivatives of the curvature are continuous.

B. Rings with non-uniform width

As a simple case of a quantum ring with a non-uniformwidth, we consider a circular ring with radius of 100 nm andw�s�= 20−0.6 cos�2s /L�� nm. Note that the width in-creases as x decreases, but this is not apparent in Fig. 4�a�because the amplitude of the oscillation is only 3% of themean width. Since the area of the circle is S�0.126 �m2, athreading flux quantum occurs for B�32.9 mT. Aharonov–Bohm oscillations of the energy levels, with period 0, areobserved in Fig. 4�b�. However, the non-uniformity of thewidth produces gaps and a flattening of the lower six energylevels.

The ring in Fig. 4�a� is an accurate approximation of aneccentric ring with circular boundaries with radii of 90 and110 nm and eccentricity �=0.6 nm. Such a ring was studiedin Ref. 21, and Fig. 4�b� herein is in excellent agreementwith the Fig. 4�b� therein. It should be noted that a verysmall value in eccentricity has produced a quenching of theAharonov–Bohm oscillations of the lower energy levels.

This is relevant for experimental studies of persistent cur-rents in quantum rings. However, a more realistic model ofthe confining potential may be needed to describe the experi-mental results.

The physical reason for the flattening of the energy levelscan be explained by using Eq. �55�. The wider regions of thecircular ring are more favorable for the electrons, i.e., theycorrespond to a lower effective potential. Therefore, low-energy electrons are confined near the point corresponding tos=L /2, wherein the width attains its maximum value. Sincethe ring is thin, small variations in the width produce largevariations in the transversal energy, thus confining the elec-tron. By expanding the longitudinal potential up to secondorder in the arc length s−L /2, one obtains

�2

2m�vn�s� � −�2n22

2m�

w�L/2�w3�L/2��s −

L

2�2

+ C , �59�

where C is nearly constant. The first term corresponds to aneffective one-dimensional oscillator with the following levelspacing:

�En =�2n

m��−

w�L/2�w3�L/2�

. �60�

Such a term describes the dominant interaction for weak andmoderate magnetic fields and explains the flatness and spac-ing of the lower energy levels displayed in Fig. 4�b�.Namely, in units of E0=�22 / �2m�L2�, the level spacing is

�En

E0=

2nL2

�−

w�L/2�w3�L/2�

. �61�

For the ring in Fig. 4, we have w�s�= w−� cos�2s /L�, withw=100 nm and �=0.6 nm. This leads to

�E1

E0=

4L

w + �� �

w + �� 20.8 �62�

and �E1�0.3 meV. These numerical results are in goodagreement with Fig. 4�b� in this paper and Fig. 4 in Ref. 21,respectively.

Next, we consider a ring with a non-uniform width, withthe same centerline as the one shown in Fig. 2�a�, i.e., anellipse with semiaxes a=194.4 nm and b=97.5 nm. In thiscase, the width profile is displayed in Fig. 5�a�. It has been

�300 �200 �100 0 100x �nm�

�200

�100

0

100

200

y�nm�

1 2 3 4 5���0

�10

0

10

20

30

40

50

E1D�E0

�b�

FIG. 3. �Color online� �a� Scheme of a limaçon-shaped ring witha width w=15 nm and �b� energy levels as a function of the mag-netic flux. The intersections of the centerline with the x axis arex1�−227.4 nm and x2�37.2 nm.

�100 �50 0 50 100x �nm�

�100

�50

0

50

100

y�nm�

�a�

1 2 3 4 5���0

�50

0

50

100

E1D�E0

�b�

FIG. 4. �Color online� �a� Scheme of a circular ring with aradius of 100 nm and a width w�s�= 20−0.6 cos�2s /L�� nm and�b� energy levels as a function of the magnetic flux.

A. BRUNO-ALFONSO AND A. LATGÉ PHYSICAL REVIEW B 77, 205303 �2008�

205303-6

calculated by using Eq. �57� in order to compensate for themain effects of the width and the curvature. The resultingring is thinner where the centerline has a larger curvature,i.e., at the principal vertices of the ellipse. As expected, gap-less Aharonov–Bohm oscillations of the energy levels areapparent in Fig. 5�b�.

It is worth noticing that the width variations shown in Fig.5�a� are very small. In fact, the energy gaps displayed in Fig.2�b� have been eliminated by variations in the width that areless than 1 Å. On the one hand, one must bear in mind thatthis is an idealized situation. In practice, it is not a feasibletask to control the width of a quantum ring with such a highaccuracy. However, in some cases, a partial compensationbetween curvature and width might be attained. On the otherhand, measurable variations in the width should noticeablyaffect the electronic states, thus hiding the interesting effectsof the non-uniform curvature. This situation is more dramaticfor thinner rings, which are the focus of this work. Of course,a more realistic model with finite-barrier transversal confine-ment should be developed for a comparison to experimentaldata. In the same direction, a multichannel approach mayalso be needed.29 Furthermore, uncontrolled interface rough-nesses and impurities should be taken into account.

VII. CONCLUSIONS

We have calculated the electronic states of quantum ringsin a threading magnetic field, focusing our attention on thecombined effects of the width non-uniformity and the curva-

ture profile of the centerline. An effective one-dimensionalequation was obtained through a variational separation ofvariables in curvilinear coordinates. Such an equation con-tains the width and curvature profiles and their derivatives upto second order. Therefore, it may be helpful for the theoret-ical analysis and the experimental design of quantum rings.We dealt with thin rings with an arbitrary centerline and anon-uniform width and presented numerical results for circu-lar, elliptical, and limaçon-shaped quantum rings.

Regarding quantum rings with a non-uniform width, wehave obtained interesting results. For a circular ring, weproved that smooth and tiny variations in the width mayproduce quenching of the Aharonov–Bohm oscillations ofthe lower energy levels. Moreover, a width profile that com-pensates for the main effects of the curvature variations wasobtained for an elliptical centerline. The ring should be thin-ner where the centerline has a larger curvature. However, forthe considered elliptical ring, the accuracy of the requiredwidth profile is beyond the technological capabilities. There-fore, the experimental observation of the compensation effectis not a feasible task. Nonetheless, this means that uncon-trolled variations in the width of the ring should probablydominate over the curvature profile.

Our theory, which deals with electronic states in ringswith a non-uniform width in a very intuitive and numericallyefficient manner, should be relevant for the quantum me-chanics in curved spaces23–25 and for the physics of quantumrings. We have shown that variations in the width can com-pensate for or dominate over the effects of a non-uniformcurvature, thus affecting the manifestation of the Aharonov–Bohm effect. Furthermore, we suspect that the width non-uniformity may play a similar role in electronic and mattertransmissions through curved waveguides.30–33

The use of Dirichlet boundary conditions in our simplemodel may overestimate the effects of the width variationson the electronic spectra of quantum rings. Anyway, our pre-dictions should encourage the investigation of more realisticmodels with finite-barrier transversal confinement28 and in-terchannel coupling.29 Additionally, the present formalismpaves the way for those purposes.

ACKNOWLEDGMENTS

The authors are grateful to the Brazilian agenciesFAPESP and CNPq for financial support. A.B.-A. thanks T.A. de Oliveira for useful discussions.

*[email protected][email protected]

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0 200 400 600 800s �nm�

14.98

14.985

14.99

14.995

15

15.005

15.01

w�nm�

�a�

1 2 3 4 5���0

�10

0

10

20

30

40

50

E1D�E0

�b�

FIG. 5. �Color online� �a� Width profile that compensates for themain effects of the non-uniform curvature of an elliptical ring and�b� energy levels as a function of the magnetic flux. The root meansquare width of the ring is w=15 nm and the semiaxes of thecenterline are a=194.4 nm and b=97.5 nm.

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�2002�.34 This is in agreement with Eq. �5� and Eqs. �8�–�13� of Ref. 13,

except for a mistype in Eq. �12� therein. The coefficient 3 withinthe brackets in the latter equation should have been written out-side instead. The mistype did not affect the numerical results.

A. BRUNO-ALFONSO AND A. LATGÉ PHYSICAL REVIEW B 77, 205303 �2008�

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